Disclosure Statements

MidAmerica Financial Services, Inc ("MFSI") has developed a Business Continuity Plan ("BCP") on how we will respond to events that significantly disrupt our business. Since the timing and the impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur.

MFSI's Business Continuity Plan

The Business Continuity Plan MFSI has adopted enables the prompt resumption of its operations in the event of disruption that affects MFSI or any locality or region in which MFSI operates. MFSI's Business Continuity Plan is designed to enable MFSI to continue or resume its operations as quickly as possible so the firm can provide customers with access to their accounts and to the securities markets. The Plan includes relocation of personnel to pre-assigned alternate facilities if necessary.

In the face of any disaster, MFSI and its employees are committed to providing the firm's customers with access to as full a range of services as is feasible under the circumstances. If possible, MFSI will continue its business operations. In the even of a disruption, MFSI will resume operations as soon as it can do so. MFSI has taken a number of steps to accomplish this, including the establishment of alternate facilities and methods of communication to enable customers to access their accounts and to stay informed about the disruption and resumption of MFSI's business.

Contacting MFSI

If after a Significant Business Disruption you are unable to contact your Registered Representative or our home office as you normally would by phone at: 417-623-9500 or by e-mail at clientservices@mfsinvest.com, you should go to our website at MFSInvest.com for information on how to contact us. If you are not able to access us through any of those means, you should contact our clearing firm, Legent Clearing at (866) 774-0218 for instructions on how it may provide prompt access to funds and securities, enter orders and process other trade related, cash, and security transfer transactions for you.